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SEC / NASD Compliance

The Securities and Exchange Commission (SEC) and the National Association of Securities Dealers (NASD) have instituted regulations that demand compliance surrounding the storage of financial records and electronic communications.


Autotinuous Offsite Backup assists IT departments with SEC / NASD regulations in the following manner:

  • The data is automatically verified each time a backup takes place
  • The data is available for online restores 24 x 7. All backups are stored with the catalogs (indexes) and accessible to authorized users at all times
  • The data resides on RAID-protected industry leading NAS / SAN storage devices with multiple levels of redundancy. In addition, regular data backups guarantees its availability when required.